Elsevier

World Neurosurgery

Volume 97, January 2017, Pages 64-69
World Neurosurgery

Original Article
Risk of Infection After Local Field Potential Recording from Externalized Deep Brain Stimulation Leads in Parkinson's Disease

https://doi.org/10.1016/j.wneu.2016.09.069Get rights and content

Objective

Adaptive deep brain stimulation (aDBS) controlled by local field potentials (LFPs) is considered a promising treatment for advanced Parkinson's disease (PD). The clinical research investigating aDBS functioning is performed using external deep brain stimulation (DBS) systems that require LFP recording through the temporary externalization of DBS leads. Although research examining LFP was first undertaken more than 20 years ago, only a few studies concern lead externalization and LFP recording safety. In the present retrospective study, we assessed the risk of infection related to these procedures.

Methods

A total of 105 patients with PD who underwent DBS surgery and lead externalization at our hospital from 2002 to 2014 were included in the present study. The medical records were used to collect clinical data and information concerning surgical site infections. We assessed the infection incidence in our cohort and the risk of infection related to the LFP recording procedure.

Results

The incidence of infections in patients who underwent lead externalization was 2.8%, which was consistent with the postoperative infectious risk reported in the literature (Wilcoxon signed rank test; P > 0.05). Moreover, the LFP recording procedure did not significantly increase the infection risk (LFP recordings vs. no LFP recordings: 2.5% vs. 4.2%; Fisher exact test; P > 0.05).

Conclusions

DBS lead externalization and LFP recording are safe and do not increase the postoperative infection risk in patients with PD who undergo DBS surgery. Our retrospective study supported further clinical research in the field of LFP-based aDBS.

Introduction

Adaptive deep brain stimulation (aDBS) controlled by local field potentials (LFPs) is considered to be one of the most promising approaches to optimize clinical benefits and limit the side effects of deep brain stimulation (DBS).1, 2, 3, 4, 5 aDBS consists of a closed-loop system designed to measure and analyze a control variable reflecting the patient's clinical condition to change online stimulation settings and send them to an intelligent implanted stimulator. LFPs, a sum of presynaptic and postsynaptic activities arising from large neuronal populations, have been shown to be a reliable and stable correlate of the clinical status in patients with Parkinson's disease (PD).4, 6, 7 LFP clinical correlations provide the rationale for developing and implementing new DBS devices able to adapt stimulation parameters moment by moment to the individual patient's needs using LFPs as a control variable for feedback. Despite the promising preliminary results obtained in primates,8 only 3 studies1, 2, 5 have tested the efficacy of LFP-related aDBS in clinical practice. The studies are performed using external systems that require the temporary externalization of leads to allow LFP recording. For more than 20 years, both lead externalization and LFP recordings have been performed to assess clinical9, 10 and research7, 9, 11 activities in several centers. However, despite the wide and long-lasting application of these procedures, only a few results concern the safety of these procedures.10, 12

Theoretically, lead externalization might increase the wound and DBS system infections through several mechanisms, such as skin erosion and contamination from skin flora (ie, handling of the implants by the patient). Moreover, temporary lead externalization extends the time interval between leads and implantable pulse generator (IPG) placement, thereby increasing the risk of infection.10, 12, 13 To the best of our knowledge, only 2 studies have reported the infection rate in patients who underwent lead externalization without finding an increased risk.10, 14 However, in these studies, the investigators did not assess the risk of infections related to LFP recordings.

Our group has long been involved in neurophysiological and clinical research on LFPs; however, the rate of infection had never been assessed in our cohort of patients with DBS.

Although the postoperative incidence of infections varies between studies from 1.5% to 15%,12, 13, 15, 16, 17, 18, 19, 20, 21, 22, 23 infections are one of the most common and severe complications after DBS surgery.10, 24 The development of hardware-related infections represents a significant threat and might lead to severe complications and might often necessitate removal of the implant.20, 24, 25

Because the clinical research on aDBS controlled by LFPs is progressively spreading, and lead externalization is needed for testing aDBS external devices, it seems necessary to verify whether LFP recording may be considered safe in clinical practice. The present study was designed to assess the incidence of infections retrospectively in a cohort of patients who underwent lead externalization and the risk of infection related to LFP recording procedure.

Section snippets

Data Collection

In this study, we included all patients affected by PD who underwent surgery for DBS electrode implant in the subthalamic nucleus or in the globus pallidus internus and lead externalization at the Neurosurgery Unit of our hospital from 2002 to 2014 with a 1-year follow-up. The clinical data retrieved from the patients' medical records were used to document infection. Infection was defined using the criteria provided by the Guideline for Prevention of Surgical Site Infection (SSI).26 According

Results

A total of 105 patients with PD (Table 1) were included in the study. The leads were implanted in the subthalamic nucleus in 104 patients and in the globus pallidus internus in 1 patient. All the lead implantations were bilateral.

The incidence of infections during the first year after DBS surgery was 2.8% (3/105). Table 2 provides details of the 3 patients with infections. Two patients (cases 1 and 2) presented infections at 5 months and 1 year, respectively, after DBS surgical procedure with

Discussion

In our center, the incidence of infection in patients with PD who underwent lead externalization after DBS surgery was consistent with values previously reported in the literature. Moreover, the participation in the LFP recording procedure did not influence the infection risk.

Because our group has been involved in neurophysiological studies and aDBS development since the beginning of DBS activity at our hospital, patients with PD who had surgery in our center have usually undergone lead

Conclusions

Our retrospective study observed that lead externalization and LFP recording procedures can be safely performed without increasing the risk of postoperative infectious complications in patients with PD and can be used to promote clinical research in LFP-based aDBS.

Acknowledgments

The data reported constitute part of the PhD dissertation of Dr. Manuela Rosa. M.R. and E.S. collected and analyzed the data and wrote the first draft of the manuscript. M.L., G.C., and P.R. performed the surgical procedures in the patients. M.A. and V.L. participated in the data collection and analysis. S.B., P.R., and A.P. contributed to the critical evaluation of the manuscript.

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    Conflict of interest statement: S.B., P.M.R., and A.P. are shareholders of Newronika s.r.l., a spin-off company of the Fondazione IRCCS Ca' Granda Ospedale Maggiore Policlinico, Milan, and the University of Milan. This study was supported, in part, by the ERA-NET NEURON Grant JTC 2013 ‘Mental Disorders’ (RD-aDBS project) by the Ministry of Health Young Researcher Grant (GR-2011-0235287), by Fondazione IRCCS Ca’ Granda Ospedale Maggiore Policlinico (Italy) and University of Milan (Italy). The University of Milan was partly supported by donation in memory of Aldo Ravelli for research on Parkinson's disease and other neuropsychiatric disorders.

    Manuela Rosa and Emma Scelzo contributed equally to this work.

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